Financial regulators, both domestic & abroad, are increasingly looking into the conduct of UK financial services firms & we regularly provide expert advice to financial services firms & senior management members on the complexities of financial regulations, including Regulatory advice & compliance, Financial Conduct Authority (FCA) investigations, applications for authorisation & Staff approval, supervision enquiries etc. as well as in specialist fields such as cryptocurrencies and tokens and whether these are caught by approval requirements. Headed by Nick Lockett, a former merchant banker, our team aims to reduce likelihood of costly and disruptive investigations as well as reducing risk of financial penalties and sanctions and we can provide both a legislative watch service as well as expert advice to ensure that contracts, warning notices and other documents are all up to date.
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About Us
Members of the Law Society of England and Wales Authorised and Regulated by the Solicitors Regulatory Authority (ADL Solicitors Ltd # 564278) Partners: Nick Lockett is a Member of Inner Temple and an ex- barrister (30499NP) and a Solicitor Advocate holding Higher Rights (213086) Gerardo Aprovitolo is an Avvocato of the Italian Bar and a Solicitor
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GENERAL OFFICES ADL SOLICITORS 131-133 Cannon Street, 5th Floor, London EC4N 5AX enquiries@adlsolicitors.com COVID ADMINISTRATION OFFICE 59 Broomfield Avenue, London N13 4JR Appointments by arrangement only Service by email not accepted except by prior arrangements
General 0200 888 0300 Italian Line 0207 929 4311
ADL Solicitors has two founding Partners. All other staff are engaged as independent consultants to the firm as cases and workloads require, the details of these consultants is subject to confidentiality and non-disclosure requirements. Consultants bill hourly rates and receive proportional fee-related consultancy fees. This process permits the firm to take on large cases and expand its workforce accordingly without incurring large overheads for staff who are not fully engaged and allows the firm to match the resources of large law firms. (This includes qualified solicitors on maternity leave or with young families who wish to work remotely). All staff are supervised by a partner. All engaged staff are qualified as solicitors, barristers or qualified as the equivalent in overseas compatible jurisdictions.
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