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Financial Services & FinTech

Financial regulators, both domestic & abroad, are increasingly looking into the conduct of UK financial services firms & we regularly provide expert advice to financial services firms & senior management members on the complexities of financial regulations, including Regulatory advice & compliance, Financial Conduct Authority (FCA) investigations, applications for authorisation & Staff approval, supervision enquiries etc. as well as in specialist fields such as cryptocurrencies and tokens and whether these are caught by approval requirements. Headed by Nick Lockett, a former merchant banker, our team aims to reduce likelihood of costly and disruptive investigations as well as reducing risk of financial penalties and sanctions and we can provide both a legislative watch service as well as expert advice to ensure that contracts, warning notices and other documents are all up to date.

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About Us

Members of the Law Society of England and Wales

Regulated by the Solicitors Regulatory Authority
Partners:
Nick Lockett is a Member of Inner Temple and an ex- barrister (30499NP) and a Solicitor Advocate holding Higher Rights (213086)
Gerardo Aprovitolo is an Avvocato of the Italian Bar and a Solicitor

SEALS AND SWEARS:
We carry out seals and swears confirming documents. Should you wish to check the authenticity of our certification, please call 0200 888 0300 or the number on the certified document and have the certification number ready. If you give us this document number within 12 months of its production, we can tell you what the document is and who certified it . You don't need to tell us anything other than the Seal Reference Number.

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Contact Info

GENERAL OFFICES
ADL SOLICITORS
131-133 Cannon Street,
5th Floor,
London EC4N 5AX

COVID ADMINISTRATION OFFICE
59 Broomfield Avenue,
London N13 4JR

Appointments by arrangement only
Service by email not accepted except by prior arrangements

General 0200 888 0300 Italian Line 0207 929 4311

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